Can A broker Dealer Represent clients in Real Estate Transactions much like an agent?

Posted on October 30th, 2009 by admin

If I have a series 7 and 63 license and the realestate transaction is simple can i represent clients under my brokers license?

No, you have to have a real estate license and work for a real estate broker.

3 Responses

  1. golferwhoworks Says:

    yes but you cannot get paid in the transaction as you are not a realtor. That take another exam to pass
    I am a mortgage banker in TN & KY and a former Registered principal
    References :

  2. Landlord Says:

    No, you have to have a real estate license and work for a real estate broker.
    References :

  3. Ed Atun Says:

    You need a realty license from the Department of Real Estate. The only exception is selling your own properties..
    References :

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